Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Arthur Kemps | 1849069 | 8 | 05/24/2021 | Customer Dispute | Denied | $136,250.00 | $0.00 | See FINRA Report |
| Rene Javier Castro | 2559410 | 4 | 08/27/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Gregory Steinthal | 435071 | 2 | 05/06/2011 | Customer Dispute | Denied | $325,000.00 | $0.00 | See FINRA Report |
| Jonathan Neil Browning | 2608532 | 1 | 04/30/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Michael Richard | 4487263 | 1 | 11/06/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Jeffrey Antonio Garcia | 4824738 | 1 | 12/21/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |