Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Richard Law | 1273118 | 4 | 08/08/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Giordan Marc Zaro | 6613514 | 2 | 08/02/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis Howard Smiley | 4443310 | 4 | 11/12/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ben James Raatz | 4637287 | 2 | 01/03/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry R Kajmowicz | 4637591 | 1 | 01/03/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Olson | 3021448 | 3 | 09/26/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Dow Powell | 2143046 | 3 | 06/10/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Olson | 3021448 | 3 | 05/12/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Jon Diedrich | 2757585 | 6 | 06/06/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry James Kiefer | 1230117 | 1 | 01/30/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |