Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cary Joel Cowan | 601492 | 2 | 10/30/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Clark | 1431762 | 10 | 05/25/2022 | Customer Dispute | Settled | $815,157.00 | $0.00 | See FINRA Report |
| Kevin Thomas Curry | 2394669 | 8 | 04/20/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Matthew Thomas Lawson | 2869619 | 5 | 11/16/2021 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Stephen J Carrione | 1603335 | 4 | 06/28/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Akhil Kumar | 4716564 | 1 | 03/02/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Maryann Pierce | 3270336 | 1 | 12/16/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lee Evan Rosenberg | 1010402 | 6 | 12/16/2019 | Customer Dispute | Settled | $51,370.70 | $0.00 | See FINRA Report |
| Yvonne Marie Nirelli | 1364313 | 2 | 07/22/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Mary Elizabeth Robertson | 1352608 | 1 | 06/25/2019 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |