Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer M Valley | 4372323 | 1 | 01/30/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Michael Brown | 1531051 | 1 | 01/13/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Patrick Resch | 836946 | 1 | 05/21/2020 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| David Michael Paez | 2421559 | 1 | 06/12/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carl David Hulse | 1470032 | 1 | 05/01/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Gordon Durso | 1238404 | 3 | 01/04/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Alan Brennen | 2424512 | 4 | 11/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sardar Sheraz Iftikhar | 4673210 | 1 | 10/01/2014 | Customer Dispute | Denied | $48,000.00 | $0.00 | See FINRA Report |
| Perry Keith Waring | 868514 | 1 | 09/03/2014 | Customer Dispute | Denied | $490,000.00 | $0.00 | See FINRA Report |
| Randal C Worden | 2265473 | 1 | 06/13/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |