Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ryan W York | 5770371 | 1 | 03/07/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Paul Harnish | 4813106 | 1 | 06/06/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Edward James Skibicki | 2652441 | 6 | 05/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Edward James Skibicki | 2652441 | 6 | 06/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Matthew Gregory Zanowiak | 1142281 | 5 | 06/07/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Edward James Skibicki | 2652441 | 6 | 05/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Edward James Skibicki | 2652441 | 6 | 05/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jue-Hua Rae Yau | 5664387 | 2 | 05/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Edward James Skibicki | 2652441 | 6 | 05/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Paul Andrew Spero | 1637713 | 1 | 04/26/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |