Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christopher Alan Brennen | 2424512 | 4 | 02/24/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Mac Edward Cadaret | 2843111 | 1 | 05/04/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jonathon Daniel McFall | 6053646 | 2 | 07/16/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jonathon Daniel McFall | 6053646 | 2 | 08/24/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jason Mark Kurz | 4976367 | 1 | 04/15/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brian Douglas Weingart | 7652718 | 1 | 02/22/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jeffery Joseph Davis | 1854819 | 3 | 11/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Lance Robert Terry | 7555368 | 1 | 08/03/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Timothy Sgarlata | 3082981 | 1 | 07/10/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brian Wayne Olah | 2514329 | 2 | 04/30/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |