Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michele McAdoo Fane | 858728 | 2 | 10/31/2022 | Customer Dispute | Pending | $2,453,940.00 | $0.00 | See FINRA Report |
| Marc Amante | 1343009 | 2 | 10/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Paul Harnish | 4813106 | 1 | 06/06/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Clark | 1431762 | 10 | 05/25/2022 | Customer Dispute | Settled | $815,157.00 | $0.00 | See FINRA Report |
| Edward James Skibicki | 2652441 | 6 | 05/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Curry | 2394669 | 5 | 05/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Allen Rathkamp | 1358696 | 2 | 05/19/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Thomas Curry | 2394669 | 5 | 04/20/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Norman Broad | 1016966 | 28 | 01/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert James McNamara | 1207495 | 2 | 01/21/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |