Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cedric Levye | 5495885 | 2 | 07/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Thomas Curry | 2394669 | 8 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Thomas Curry | 2394669 | 8 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ron Bednarz | 4198176 | 1 | 01/31/2024 | Customer Dispute | Pending | $3,037,260.00 | $0.00 | See FINRA Report |
| Bruce Edward Supernault | 1263889 | 3 | 01/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cary Joel Cowan | 601492 | 2 | 10/30/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Curry | 2394669 | 8 | 05/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan W York | 5770371 | 1 | 03/07/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer M Valley | 4372323 | 1 | 01/30/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Paul Harnish | 4813106 | 1 | 06/06/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |