Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Paul Harnish | 4813106 | 1 | 06/06/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Gregory Zanowiak | 1142281 | 5 | 06/07/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jue-Hua Rae Yau | 5664387 | 2 | 05/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Andrew Spero | 1637713 | 1 | 04/26/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Anthony Nappo | 1691373 | 3 | 12/04/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Finn Coomes | 2699173 | 1 | 08/24/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Yvonne Marie Nirelli | 1364313 | 2 | 08/12/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Thomas Lawson | 2869619 | 5 | 06/03/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Murtagh | 343802 | 2 | 04/12/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Francis Grant | 227458 | 3 | 09/11/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |