Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ron Bednarz | 4198176 | 1 | 01/31/2024 | Customer Dispute | Pending | $3,037,260.00 | $0.00 | See FINRA Report |
| Cary Joel Cowan | 601492 | 2 | 10/30/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jennifer M Valley | 4372323 | 1 | 01/30/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Clark | 1431762 | 10 | 05/25/2022 | Customer Dispute | Settled | $815,157.00 | $0.00 | See FINRA Report |
| Kevin Thomas Curry | 2394669 | 8 | 04/20/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Matthew Thomas Lawson | 2869619 | 5 | 11/16/2021 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Stephen J Carrione | 1603335 | 4 | 06/28/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Michael Brown | 1531051 | 1 | 01/13/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Patrick Resch | 836946 | 1 | 05/21/2020 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Bruce Edward Supernault | 1263889 | 3 | 04/07/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |