Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bruce Edward Supernault | 1263889 | 3 | 04/07/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Anthony R Vaccaro | 4384776 | 1 | 11/06/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
John Gerald Clouden | 2563999 | 3 | 11/08/2016 | Customer Dispute | Closed-No Action | $23,000.00 | $0.00 | See FINRA Report |
Barbara Ann Tourscher | 1478481 | 3 | 02/16/2016 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
John Gerald Clouden | 2563999 | 3 | 01/26/2016 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
Barbara Shapiro | 2163223 | 1 | 09/16/2014 | Customer Dispute | Closed-No Action | $725,000.00 | $0.00 | See FINRA Report |
Matthew Gregory Zanowiak | 1142281 | 5 | 07/14/2014 | Customer Dispute | Closed-No Action | $8,219.00 | $0.00 | See FINRA Report |
John Matthew Lunghino | 2400782 | 2 | 05/27/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Russell Paul Saurbaugh | 807625 | 1 | 03/27/2009 | Customer Dispute | Closed-No Action | $6,764.94 | $0.00 | See FINRA Report |
Lee Evan Rosenberg | 1010402 | 6 | 03/26/2009 | Customer Dispute | Closed-No Action | $650,000.00 | $0.00 | See FINRA Report |