Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cedric Levye | 5495885 | 2 | 07/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Thomas Curry | 2394669 | 8 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Thomas Curry | 2394669 | 8 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Edward Supernault | 1263889 | 3 | 01/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Thomas Curry | 2394669 | 8 | 05/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Thomas Curry | 2394669 | 8 | 05/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Norman Broad | 1016966 | 28 | 01/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Gerald Evans | 714035 | 11 | 09/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Norman Broad | 1016966 | 28 | 03/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Norman Broad | 1016966 | 28 | 12/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |