Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Frank Llyod Davidson | 2301132 | 2 | 08/13/2010 | Customer Dispute | Award / Judgment | $14,747.80 | $9,565.48 | See FINRA Report |
Frank Gerald Evans | 714035 | 11 | 09/02/1997 | Customer Dispute | Award / Judgment | $33,508.70 | $39,500.00 | See FINRA Report |
Frank Gerald Evans | 714035 | 11 | 09/27/1993 | Customer Dispute | Award / Judgment | $106,000.00 | $60,000.00 | See FINRA Report |
Brian Patrick Clark | 1431762 | 10 | 08/01/1989 | Customer Dispute | Award / Judgment | $30,114.30 | $12,560.00 | See FINRA Report |