Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Letitia Anne Garner | 6591669 | 1 | 11/18/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Alan Brennen | 2424512 | 4 | 08/06/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jue-Hua Rae Yau | 5664387 | 2 | 05/14/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Thomas Lawson | 2869619 | 5 | 02/20/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Driscoll | 5766256 | 1 | 02/09/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Craig Welch | 3060732 | 1 | 01/16/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Anthony Nappo | 1691373 | 3 | 01/12/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leena Bhojraj | 5296610 | 1 | 11/18/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Godfrey | 3057596 | 1 | 05/31/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michelle Elaine Bulmer | 1333256 | 1 | 05/31/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |