Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-04452 | 05/06/2009 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Christopher Hince Respondent Lawyers(s): Christopher Michael Hince Arbitrator(s): Jerry M. Helfand Hearing Site: Minneapolis, MN | ||
| 08-02228 | 05/06/2009 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): Ralph Lustin Respondent Lawyers(s): Ralph A. Lustin Arbitrator(s): James J. Dalton Hearing Site: Atlanta, GA |  | $0 |
| 08-00893 | 05/06/2009 | Claimant(s): Donald Burnham, Jr., Kelly Burnham Claimant Lawyers(s): Timothy J. O'Connor Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Bruce Cramer Arbitrator(s): Marc R. Green, Brian J. Burstin, Kenneth Dymond Hearing Site: Albany, NY | | $0 |
| 08-03057 | 05/06/2009 | Claimant(s): Ralph Plechner Claimant Lawyers(s): Ralph E. Plechner Respondent(s): Wachovia Securities Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Alan J. Blocher Hearing Site: Philadelphia, PA | | $0 |
| 08-04910 | 05/06/2009 | Claimant(s): Deborah Walsh Claimant Lawyers(s): Deborah C Walsh Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Denise L. Presley Hearing Site: Charlotte, NC | | $0 |
| 08-03163 | 05/05/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Thomas Dering Respondent Lawyers(s): Thomas H. Dering Arbitrator(s): John B. Ryan Hearing Site: Newark, NJ | ||
| 08-03225 | 05/05/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Michelle Feeley Respondent Lawyers(s): Michelle Murphy Feeley Arbitrator(s): John B. Morgan, Joseph M. Buffone, Preston V. Pumphrey Hearing Site: New York, NY | ||
| 08-04655 | 05/05/2009 | Claimant(s): Cory Zucker Claimant Lawyers(s): Cory Zucker Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Andrew H. Smith Arbitrator(s): Donald J. Zoeller Hearing Site: New York, NY | ||
| 06-04460 | 05/05/2009 | Claimant(s): The Burdette P. Mast Trust, The Geraldine K. Mast Trust Claimant Lawyers(s): William S. Bonnheim Respondent(s): Eric Solis Respondent Lawyers(s): Eric A. Solis Arbitrator(s): Pamela M. Katzenberg, Jerome K. Altshuler, Jeffrey Charles Evanello Hearing Site: Phoenix, AZ | | $75,000 |
| 08-03633 | 05/05/2009 | Claimant(s): Dio Javier Claimant Lawyers(s): Dio B Javier Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): A. Joel Klein Hearing Site: Los Angeles, CA | | $3,615 |