| 06-05154 | 12/27/2007 | Claimant(s): Devora Tilson, Property Management of Jack Tilson
Claimant Lawyers(s): William A. Rome
Respondent(s): Thomas Kershner, Kennerman Associates.
Respondent Lawyers(s): Timothy J. O'Connor
Arbitrator(s): Robert J. Kheel, Kenneth B. Cutler, John N. Polakas
Hearing Site: New York, NY
|  | $0 |
| 06-03048 | 12/24/2007 | Claimant(s): Adam Aspes, Catherine Lesterhuis, Curtis Thompson, Jacob Morton, Scott Hootman
Claimant Lawyers(s): Latanishia D. Watters
Respondent(s): Brian Foley, Daniel Joyce, Michael Braun, William Devin Jr., Moor & Cabot Inc., Sal Financial Services., d/b/a Ster, Sterne Agee Capital Markets., Sterne, Agee & Leach.
Respondent Lawyers(s): Latanishia D. Watters, Sander A. Rikleen
Arbitrator(s): Paul J. Camilleri, David Finnegan, John F. Duane
Hearing Site: New York, NY
| | |
| 07-01635 | 12/21/2007 | Claimant(s): Michael Pata, Steven Dubinsky
Claimant Lawyers(s): Michael Pata, Steven Dubinsky
Respondent(s): Institutional Equity Corporation
Respondent Lawyers(s): Jeffrey Michel
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY
| | |
| 07-00023 | 12/20/2007 | Claimant(s): John Coates
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): Michael Palmieri, Salomon Grey Financial Corporation
Respondent Lawyers(s): Kyle Rowe, Michael C. Palmieri
Arbitrator(s): Robert L. Nisely
Hearing Site: New York, NY
| | $0 |
| 07-01124 | 12/18/2007 | Claimant(s): Neil Snoep
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): J.P. Morgan Securities.
Respondent Lawyers(s): Todd A. Gutfleisch
Arbitrator(s): Gilbert F. Bach, Paul Schiffres, Michael S. Lazan
Hearing Site: New York, NY
| | |
| 04-06712 | 12/13/2007 | Claimant(s): Deborah Magnotta, Estate of Gloria C. Amato, Estate of Joseph T. Amato
Claimant Lawyers(s): Timothy J. O'Connor
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Melvin Steuerman, Michael T. Curley, Chester Burger
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 06-05353 | 12/12/2007 | Claimant(s): Dale Garnett
Claimant Lawyers(s): Julian Rainero
Respondent(s): Jon Demichiel, Endeavor Capital
Respondent Lawyers(s): Brian Guillorn
Arbitrator(s): Hilary B. Miller, Emad A. Zikry, Martin Domb
Hearing Site: New York, NY
| | |
| 07-01786 | 12/12/2007 | Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Randle B. Carpenter
Respondent(s): Martin Rybak
Respondent Lawyers(s): Martin Rybak
Arbitrator(s): Brian J. Neville
Hearing Site: New York, NY
| | |
| 07-00943 | 12/10/2007 | Claimant(s): Ralph Falls
Claimant Lawyers(s): Stewart D. Aaron
Respondent(s): Leerink Swann & Company
Respondent Lawyers(s): Christopher B. Kaczmarek
Arbitrator(s): Neil G. Gargiulo, Madelyn A. Levy, Martin H. Zern
Hearing Site: New York, NY
| | |
| 06-02349 | 12/06/2007 | Claimant(s): Miriam Nigohosian
Claimant Lawyers(s): Jennifer M. Jordan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): William J. Manning
Arbitrator(s): Robert L. Palleschi, Zuhayr A. Moghrabi, Kenneth Paul Williams
Hearing Site: New York, NY
| | $158,801 |
