| 08-01249 | 12/31/2008 | Claimant(s): Brendan Cooney
Claimant Lawyers(s): Sean R. Kelly
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Andrew M. Kofsky
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
| | |
| 07-03486 | 12/31/2008 | Claimant(s): Anthony Maccarone, Antoinette Maccarone, Steven Horn, Tara Horn
Claimant Lawyers(s): Stuart D. Meissner
Respondent(s): Julie Mains, Norman Malo, Scott Brooks, Stanley Brooks, Troy Gagliardi, Brookstreet Securities Corporation
Respondent Lawyers(s): Brian F. Amery, H. Thomas Fehn, Julie Brooks Mains, Ryan P. Farley, Scott Stanley Brooks, Stanley Clifton Brooks
Arbitrator(s): Richard S. Peskin, Michael J. Maran, Catherine Tinker
Hearing Site: New York, NY
|  | $102,439 |
| 08-00747 | 12/30/2008 | Claimant(s): Kevin McNamara
Claimant Lawyers(s): Kevin T McNamara
Respondent(s): Alan Jacobs, Michael Jacobs
Respondent Lawyers(s): Alan Lawrence Jacobs, Michael Scott Jacobs
Arbitrator(s): Paul K. Barenholtz
Hearing Site: New York, NY
| | |
| 08-00921 | 12/23/2008 | Claimant(s): James Derosa
Claimant Lawyers(s): Edward F. Broderick
Respondent(s): Tiaa-Cref Individual & Institutional Ser
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Richard W Berenger, Madelyn A. Levy, Karl Bosch
Hearing Site: New York, NY
| | |
| 08-00007 | 12/19/2008 | Claimant(s): Patricia Sharp
Claimant Lawyers(s): Patricia M. Sharp
Respondent(s): Charles Rappold, Gregory Brennan, B-Trade Services LLC
Respondent Lawyers(s): James H. Forte
Arbitrator(s): Roger M. Deitz, Sandra Gale Behrle, Farrell C. Glasser
Hearing Site: New York, NY
| | |
| 08-01218 | 12/18/2008 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Jeffrey Myers, Joseph Downey, Long Island Wealth Management
Respondent Lawyers(s): Louis M. Lagalante, Michael P. Gilmore
Arbitrator(s): Ann C. Northern, John R. O'Hanlon, Andrew H. Freund
Hearing Site: New York, NY
| | |
| 08-00299 | 12/15/2008 | Claimant(s): Sidney Chertock
Claimant Lawyers(s): Gene Chertock
Respondent(s): TD Ameritrade
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Bruce K. Isenberg
Hearing Site: New York, NY
| | $21,750 |
| 05-06164 | 12/15/2008 | Claimant(s): Estate of James Ward
Claimant Lawyers(s): Christopher R. Ross
Respondent(s): John Susca, Ehrenkrantz King Nassbaum.
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Harvey Barrison, Denzil J. Klippel, John J. Witkowski
Hearing Site: New York, NY
| | $0 |
| 07-02209 | 12/15/2008 | Claimant(s): Helene Teper
Claimant Lawyers(s): John J. Marinan
Respondent(s): Barry Sloane
Respondent Lawyers(s): Stacy E. Nathanson
Arbitrator(s): Charles A. Crocco, Micalyn S. Harris, Steven M. Hecht
Hearing Site: New York, NY
| | $0 |
| 07-02607 | 12/12/2008 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): Xiomara Corral
Respondent(s): Thomas Kilkenny
Respondent Lawyers(s): Thomas J. Kilkenny
Arbitrator(s): Mary Ellen Burns, Michael Peter Yahr, Richard Lee Mansdoerfer
Hearing Site: New York, NY
| | |
