Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-02055 | 04/27/2012 | Claimant(s): Ronald Phillips Claimant Lawyers(s): Richard B Fosher Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Ralph S. Paden, John D. Mattingly, John G. Shamp Hearing Site: Columbia, SC |  | Expungement |
| 10-00226 | 01/30/2012 | Claimant(s): Kevin Solik Claimant Lawyers(s): John D. Singer Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Frederick T. Smith Arbitrator(s): Clare R. Goldfarb, E. Trice Laird, John D. Mattingly Hearing Site: Atlanta, GA | ||
| 08-04616 | 10/20/2009 | Claimant(s): Ravindra Sheth Claimant Lawyers(s): Ravindra Sheth Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Chandler R Bridges, George S. Willingham, John D. Mattingly Hearing Site: Atlanta, GA | | $0 |
| 08-04627 | 05/27/2009 | Claimant(s): Don Stark Claimant Lawyers(s): Don F. Stark Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Ryan R. Baker Arbitrator(s): John D. Mattingly Hearing Site: Memphis, TN | | $8,213 |
| 08-00811 | 11/21/2008 | Claimant(s): Mary Bickerstaff Claimant Lawyers(s): Andrew Stoltmann Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Thomas A. Farnen Arbitrator(s): Richard V. McGalliard, John D. Mattingly, Marcia A. Ogilvie Hearing Site: Atlanta, GA | | $300 |