10-00247 | 11/12/2010 | Claimant(s): Garland Horn Claimant Lawyers(s): John J. Miller Respondent(s): Dayspring Investment Group Respondent Lawyers(s): Gary Haney Arbitrator(s): Daniel A. Kile Hearing Site: Oklahoma City, OK
| | $63,033 |
09-00941 | 11/08/2010 | Claimant(s): Douglas Hemke Claimant Lawyers(s): John J. Miller Respondent(s): Northland Securities. Respondent Lawyers(s): Jeffrey D. Hanslick Arbitrator(s): Mark S. Foster, Bruce Keplinger, Michael Braude Hearing Site: Kansas City, MO
| | $180,000 |
09-02518 | 05/28/2010 | Claimant(s): Elizabeth Austin, Elizabeth O. Austin Trust Claimant Lawyers(s): John J. Miller Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): John D. Perry Arbitrator(s): Murray S. Levin, Joseph M. Rebein, Michael A. Kleinman Hearing Site: Kansas City, MO
| | $0 |
08-00472 | 08/06/2009 | Claimant(s): Donald Halfmann, Patricia Halfmann Claimant Lawyers(s): John J. Miller Respondent(s): VFinance Investments. Respondent Lawyers(s): Adam H. Smith Arbitrator(s): Michael D. Fitzgerald, Michael A. Kleinman, Robert John McElwain Hearing Site: Kansas City, MO
| | $759,800 |
08-02928 | 05/01/2009 | Claimant(s): Brad Kuhlmann Claimant Lawyers(s): John J. Miller Respondent(s): Kenneth Bonal, Robert Glynn, William Athas, Liberty Partners Financial Services Respondent Lawyers(s): Mark G. Vaughan, Robert Stephen Glynn Arbitrator(s): Donald B. Clark, Joseph M. Rebein, Gerald Francis Lamberti Hearing Site: Kansas City, MO
| | Stipulated Award and Expungement |
08-00391 | 03/19/2009 | Claimant(s): Ralph MacNaughton Claimant Lawyers(s): John J. Miller Respondent(s): Dayton Ault, John Carlson, Capital Financial Services. Respondent Lawyers(s): Jeffrey S. Jamieson, W. Perry Brandt Arbitrator(s): M. W. Gear, Joseph M. Rebein, Dale C. Putman Hearing Site: Kansas City, MO
| | Stipulated Award and Expungement |
07-02704 | 09/03/2008 | Claimant(s): Christy Routh, Stephen Routh, Tetons Inc. Def. Benefit Pension Plan Claimant Lawyers(s): John J. Miller Respondent(s): Frank Barber, ING Financial Partners., Locust Street Securities. Respondent Lawyers(s): Jesse Linebaugh, Ross A. Anderson Arbitrator(s): Michael D. Fitzgerald, Michael Braude Hearing Site: Kansas City, MO
| | $168,300 |