| 15-00779 | 04/05/2016 | Claimant(s): R. Seelaus & Co..
Claimant Lawyers(s): Matthew D. Janssen
Respondent(s): Michael Cornell
Respondent Lawyers(s): Michael D. Mezzacca
Arbitrator(s): Walter C. Parrish, Morton S. Bunis, Neal D. Baker
Hearing Site: Newark, NJ
| | |
| 15-01809 | 04/04/2016 | Claimant(s): Joan Kellerts
Claimant Lawyers(s): Joan Kellerts
Respondent(s): Kenneth Hirsch, Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
|  | $26,583 |
| 14-02624 | 04/01/2016 | Claimant(s): International Fidelity Insurance Company
Claimant Lawyers(s): Julius A. Rousseau
Respondent(s): Francis Mitterhoff, Charles Schwab & Co.., Maria Costa, Vincent Leonetti, Vincent Riccordella
Respondent Lawyers(s): Gilbert R. Serota, Julius A. Rousseau, Lawrence Cohen
Arbitrator(s): Louis H. Miron, Alan Gradzki, Joan Dawn Hogarth
Hearing Site: Newark, NJ
| | $0 |
| 13-00140 | 03/29/2016 | Claimant(s): Dangreen, Danwash
Claimant Lawyers(s): Abraham Borenstein
Respondent(s): J.P. Morgan Securities Inc.
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Sam Antar, Jacob Scherer, Joseph Michael Dougherty
Hearing Site: Newark, NJ
| | Expungement |
| 15-01926 | 03/08/2016 | Claimant(s): Joseph Molloy
Claimant Lawyers(s): Joseph M. Molloy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew E. Gelfand
Arbitrator(s): Leslie Ruth Nydick
Hearing Site: Newark, NJ
| | $427 |
| 12-03313 | 02/29/2016 | Claimant(s): Valley National Bank, N.A.
Claimant Lawyers(s): John G. Rich
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): Louis H. Miron, Sam Antar, Robert J. McDonnell
Hearing Site: Newark, NJ
| | $0 |
| 15-01641 | 02/26/2016 | Claimant(s): Howard Hirschhorn & Esther Hirschhorn
Claimant Lawyers(s): Howard Hirschhorn
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Samuel L. Israel
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
| | $0 |
| 15-01638 | 02/17/2016 | Claimant(s): Scottrade Inc.
Claimant Lawyers(s): Ryan Barke
Respondent(s): Emily Festino, John Festino
Respondent Lawyers(s): Emily Festino, John Festino
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
| | $0 |
| 11-02169 | 02/17/2016 | Claimant(s): James Cady
Claimant Lawyers(s): Kevin E. Barber
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Marvin Schleyer, Neal D. Baker, Michael A. Ruderman
Hearing Site: Newark, NJ
| | |
| 14-03762 | 02/05/2016 | Claimant(s): Oliver Pinkard
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Dwarka Persaud
Respondent Lawyers(s): Dwarka Persaud
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
| | $50,680 |
