| 10-03086 | 06/13/2011 | Claimant(s): Marlys Binder, Walter Binder
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Gerald Hughes, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Nina Vallion
Hearing Site: Helena, MT
|  | Expungement |
| 09-02988 | 01/05/2011 | Claimant(s): Ronee Mills
Claimant Lawyers(s): Michael P. Heringer
Respondent(s): Scottrade.
Respondent Lawyers(s): Narcisa Symank
Arbitrator(s): Gary F. Purpura, Katherine H. O'Neil, William H. King
Hearing Site: Helena, MT
| | |
| 09-03424 | 11/09/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Beth Delaney
Respondent(s): Adrian Matosich, G. Williamson, Morgan Stanley & Co., Martin Coleman, Patrick Lewis, William Claridge
Respondent Lawyers(s): James R. Miller, S. Francis Baldwin
Arbitrator(s): Julian D. Jensen, John F. Harris, Bert P. Krages
Hearing Site: Helena, MT
| | |
| 08-00750 | 11/12/2008 | Claimant(s): Michael Stoltz
Claimant Lawyers(s): Michael Stoltz
Respondent(s): Barton Young, Raymond, James & Associates.
Respondent Lawyers(s): Kelli Bullington
Arbitrator(s): Bernard F. Vail
Hearing Site: Helena, MT
| | $13,671 |
| 07-01827 | 12/07/2007 | Claimant(s): Betty Jean Davis IRA
Claimant Lawyers(s): Betty Jean Davis
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kelly R. Davis
Arbitrator(s): F. Richard Middaugh
Hearing Site: Helena, MT
| | $0 |
| 06-03854 | 11/30/2007 | Claimant(s): Margie Aguirre
Claimant Lawyers(s): Linda M. Deola
Respondent(s): Piper Jaffray & Co.
Respondent Lawyers(s): Jeanne M. Bender
Arbitrator(s): Clifford N. Coury, Kevin D. Swenson, James F. Zotter
Hearing Site: Helena, MT
| | |
