| 10-02446 | 02/23/2011 | Claimant(s): Church Resource Ministries
Claimant Lawyers(s): John Halebian
Respondent(s): John Thatcher, Charles Schwab & Co..
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Elliott David Finkel, James H. Frank, Andrea Luise Halperin
Hearing Site: Los Angeles, CA
|  | Expungement |
| 09-06421 | 02/22/2011 | Claimant(s): Wally Grant
Claimant Lawyers(s): Ira Scot Meyerowitz
Respondent(s): James Luther, Charles Schwab & Co.., Peter Pavlakis
Respondent Lawyers(s): Nicki Samson
Arbitrator(s): Robert L. Salzberg, Peter A. Goldman, Denise N. Seegobin
Hearing Site: New York, NY
| | Expungement |
| 10-03610 | 02/22/2011 | Claimant(s): David Fanella
Claimant Lawyers(s): David Fanella
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
| | $10,425 |
| 10-01188 | 02/14/2011 | Claimant(s): Valerie Charlton Char & Devron H. Char
Claimant Lawyers(s): Devron H. Char
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
| | $425 |
| 08-01388 | 01/31/2011 | Claimant(s): Deborah Herman, Frederick Herman
Claimant Lawyers(s): Frederick Herman
Respondent(s): Colleen Langs, Charles Schwab & Co.., Marcia Novick
Respondent Lawyers(s): Garrett Wynne
Arbitrator(s): Laurel Littman Gothelf, Thomas H. O'Connor, Sterling N. Frost
Hearing Site: San Francisco, CA
| | Expungement |
| 08-04048 | 01/24/2011 | Claimant(s): Greoge Toskey and Ginette Toskey
Claimant Lawyers(s): James A. Smith
Respondent(s): Charles Schwab & Co.., Wendy Britton
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Katherine Hendricks, J. David Andrews, Joan M. Schroeder
Hearing Site: Seattle, WA
| | Expungement |
| 09-04602 | 01/21/2011 | Claimant(s): Konstantinac C. Panagios, Paul J. Panagios, Konstantina C. Panagios and Pauline Chil, Pauline Chilakis and Konstantina C. Pana
Claimant Lawyers(s): Paul J. Panagios
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Michele R. Fron
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 10-02724 | 01/21/2011 | Claimant(s): Jawaid Murtaza
Claimant Lawyers(s): Jawaid Murtaza
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Elliott David Finkel
Hearing Site: Los Angeles, CA
| | $0 |
| 08-04462 | 01/20/2011 | Claimant(s): Alphonse Matt, Alphonse J.Matt,Jr. (Bene) IRA Rollover
Claimant Lawyers(s): Thomas F. Shine
Respondent(s): Kimon Peter Daifotis, Charles Schwab & Co..
Respondent Lawyers(s): Audette Paul Morales
Arbitrator(s): Lawrence J. Welte, James A. Lundberg, Douglas J. Nesbit
Hearing Site: Minneapolis, MN
| | Stipulated Award and Expungement |
| 09-04028 | 01/13/2011 | Claimant(s): Phyllis Williams, Phyllis S. Williams Revocable Trust
Claimant Lawyers(s): Eric E. Ludin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
| | Expungement |
