| 17-03482 | 04/20/2018 | Claimant(s): Robert Ferreira
Claimant Lawyers(s): Robert E. Ferreira
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
|  | $925 |
| 16-03422 | 03/08/2018 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): David C. Roth
Respondent(s): Joseph Sweeney
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Daniel M. Yamshon, Dean J. Dietrich, Carol Ann Jensen
Hearing Site: San Francisco, CA
| | |
| 15-03256 | 03/02/2018 | Claimant(s): Estate of Barbara Weiden Schwartz Fischl
Claimant Lawyers(s): Douglas Desjardins
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gilbert Serota
Arbitrator(s): John F. Duane, Linda J. Baer, Michael Jaffe
Hearing Site: New York, NY
| | $0 |
| 17-01354 | 02/20/2018 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael T. West
Respondent(s): John Kelley
Respondent Lawyers(s): John R. Kelley
Arbitrator(s): Steven P. Gregory, David A. Schuler, Brock B. Gordon
Hearing Site: Birmingham, AL
| | Expungement |
| 16-01039 | 02/16/2018 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Donald Newton
Respondent Lawyers(s): Nicholas J. Wehlen
Arbitrator(s): William Gilbert Faulk, William John Sommers, Kevin Spencer Grant
Hearing Site: New Orleans, LA
| | |
| 16-02691 | 02/06/2018 | Claimant(s): Corbett LaDuke, Matthew Phillips
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): L. Eric Dowell
Arbitrator(s): Donald Dreyfus, John H. Fearnow, Alan Peter Scherer
Hearing Site: Phoenix, AZ
| | |
| 16-01765 | 12/28/2017 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Gregory Giuffra
Respondent Lawyers(s): Julie M. Walker
Arbitrator(s): Richard J. Lawrence, Victoria Anne Long, Tina Alison Davis
Hearing Site: Denver, CO
| | |
| 17-00622 | 12/04/2017 | Claimant(s): Anthony DeBello
Claimant Lawyers(s): Nicholas Taldone
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg Scanlon
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
| | $0 |
| 17-00901 | 11/22/2017 | Claimant(s): Victoria Mueller
Claimant Lawyers(s): Alvin L. Fishman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Edward Blumstein, Lucia A. Aschettino, Melanie Merchant Cunningham
Hearing Site: Hartford, CT
| | |
| 16-00705 | 11/02/2017 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Pat Folan
Arbitrator(s): Cheryl Marie Allain-Mee, Ellen Joan Fenten, Robin Z. Mathes
Hearing Site: Los Angeles, CA
| | |
