FINRA Awards for Cambridge Investment Research.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 71-75 out of 75 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-01051	03/15/2013	Claimant(s): George White, Nancy White Claimant Lawyers(s): Robert A. Bunda Respondent(s): Richard Sandru, Cambridge Investment Research. Respondent Lawyers(s): Richard Patrick Sandru, Sabryne Coleman Arbitrator(s): Michael L. Fortney, James J. Puhala, John C. Aten Hearing Site: Cleveland, OH		$90,834
12-02615	03/04/2013	Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Seth A. Miller Respondent(s): Christopher Pierce Respondent Lawyers(s): Christopher Edward Pierce Arbitrator(s): Thomas J. Ray Hearing Site: Kansas City, MO
12-00064	02/26/2013	Claimant(s): Catherine St. Clair Claimant Lawyers(s): Benjamin Lapin Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Carol Li Arbitrator(s): Fredrick T.W. Reed, Mollie Wagner Neal, Harry G. Mason Hearing Site: Atlanta, GA		Expungement
11-00208	02/28/2012	Claimant(s): Donna Keppen, Steven Keppen, Donna Keppen Trust, Steven Keppen Trust Claimant Lawyers(s): Allan P. Whitehead Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Jeff Jamieson Arbitrator(s): William H. Steinbrenner, V. Michael Pabalis, Susanne J. Hollander Hearing Site: Orlando, FL		$0
11-02800	01/27/2012	Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Seth A Miller Respondent(s): Candice Hutton Respondent Lawyers(s): Candice Joy Hutton Arbitrator(s): William F. Skewes Hearing Site: Denver, CO