09-02476 | 04/06/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): David Frand Respondent Lawyers(s): David N. Frand Arbitrator(s): Theodore Kimelman Hearing Site: Boca Raton, FL
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09-02569 | 03/26/2010 | Claimant(s): Chicago Investment Group Claimant Lawyers(s): Howard J. Rosenburg Respondent(s): Joseph Galbo Respondent Lawyers(s): Steven M. Selz Arbitrator(s): Guy K. Stewart Hearing Site: Boca Raton, FL
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09-02083 | 03/25/2010 | Claimant(s): Cordelia Dellapina, Walter Dellapina, Walter and Cordelia Dellapina, JTWROS Claimant Lawyers(s): Alan Foxman Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Lisa B. Dodge Arbitrator(s): Robert A. Sauerberg, Ellen J. Abrams, William G. Geisert Hearing Site: Boca Raton, FL
| | $0 |
09-02480 | 03/24/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Bradley Sustrin Respondent Lawyers(s): Bradley A. Sustrin Arbitrator(s): Raymond W. Snow Hearing Site: Boca Raton, FL
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09-02004 | 03/23/2010 | Claimant(s): Joseph Schuessler and Diane Schuessler Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): WAMU Investments. Respondent Lawyers(s): Jill R. Yutzy Arbitrator(s): Richard E. Conner Hearing Site: Boca Raton, FL
| | $0 |
09-05529 | 03/03/2010 | Claimant(s): Paul Geier Claimant Lawyers(s): Leonardo Trivigno Respondent(s): The GMS Group Respondent Lawyers(s): John E. Jenkins Arbitrator(s): Stanley Seidman Hearing Site: Boca Raton, FL
| | $425 |
08-04640 | 02/22/2010 | Claimant(s): Richard Lucas Claimant Lawyers(s): Harry N. Turk Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Robert S. Natiss, Herbert Branitsky, Steven E. Eisenberg Hearing Site: Boca Raton, FL
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08-03109 | 02/19/2010 | Claimant(s): Andrew Stein, Stein Holdings., Stein Investments Claimant Lawyers(s): Caroline Smith Gidiere Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Colleen D. Hitch Arbitrator(s): Myron S. Dunay, Paul W. Sterman, Bernice Leah Stander Hearing Site: Boca Raton, FL
| | $2,500,000 |
08-04196 | 02/17/2010 | Claimant(s): SMH Capital. Claimant Lawyers(s): Andrew R. Harvin Respondent(s): Louis Berkowitz Respondent Lawyers(s): Jeffrey L. Cox Arbitrator(s): Kalman J. Lester, Gary Paul Whorton, Eugene D. Mirabello Hearing Site: Boca Raton, FL
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09-04898 | 02/17/2010 | Claimant(s): Newbridge Securities Corporation Claimant Lawyers(s): Michael S. Colombo Respondent(s): Bret Shofner Respondent Lawyers(s): Bret Nelson Shofner Arbitrator(s): Jeffrey C. Thompson Hearing Site: Boca Raton, FL
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