10-02145 | 01/26/2012 | Claimant(s): Rosemary Vana Claimant Lawyers(s): Sandor L. Grossman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Mark C. Hutchinson, Susanne J. Hollander, Lynn Hirschfeld Brahin Hearing Site: Chicago, IL
| | Expungement |
08-02639 | 01/13/2011 | Claimant(s): International Capital Management Company Claimant Lawyers(s): Celiza P. Braganca Respondent(s): J.P. Morgan Securities, Matthew Tannin, Norman Lang, Ralph Cioffi, Raymond McGarrigal, Bear Stearns Asset Management Inc., The Bear Stearn & Companies. Respondent Lawyers(s): Catherine L. Redlich, Edward J.M. Little, Gabrielle Gould, Theresa Trzaskoma Arbitrator(s): Howard B. Silverman, Susanne J. Hollander, Marilee Roberg Hearing Site: Chicago, IL
| | $0 |
05-02413 | 06/22/2010 | Claimant(s): Arlene Johnson, IRA, Laurance Johnson, Arlene and Laurance Johnson, Arlene Johnson as trustee Claimant Lawyers(s): George J. Vournazos Respondent(s): Stuart Updegrove, First Republic Group Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Susanne J. Hollander, Paul T. Greening, Josette Belvedere Hearing Site: Chicago, IL
| | $0 |
08-01475 | 09/25/2009 | Claimant(s): Carol Friedman Claimant Lawyers(s): James J. Moylan Respondent(s): Jordan Zaro, Riverside Securities., Terra Nova Financial Respondent Lawyers(s): David F. Benson, Jordan P. Zaro, President Arbitrator(s): Frederic M. Rizzo, Susanne J. Hollander, Robert P. Keno Hearing Site: Chicago, IL
| | $251,361 |