| 09-07228 | 05/29/2012 | Claimant(s): Enrique Pochat
Claimant Lawyers(s): W. Steven Adams
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Linda M. Granata, Bernard A. Becker, Leah Sherman
Hearing Site: Miami, FL
| | |
| 11-00239 | 02/07/2012 | Claimant(s): Pavonia Investments, SA (Bahamas)
Claimant Lawyers(s): John J. Muldoon
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Bernard A. Becker, Barth Satuloff, Barry David Thorpe
Hearing Site: Miami, FL
|  | $0 |
| 10-02503 | 01/30/2012 | Claimant(s): Leonor Garcia, Trust of Leonor Ochoa Garcia, Trust of Peter-Ochoa
Claimant Lawyers(s): Francis Pagan Martinez
Respondent(s): UBS Financial Services Inc., UBS Trust Company of Puerto Rico
Respondent Lawyers(s): Guillermo J. Bobonis, Roberto C. Quinones
Arbitrator(s): Bernard A. Becker, Todd M. Saunders, Thomas R. Noonan
Hearing Site: San Juan, PR
| | Expungement |
| 09-06014 | 06/29/2011 | Claimant(s): Anthony Balzebre, Dorothy Balzebre, Balzebre Alpha LP
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Bernard A. Becker, John J. Hearn, Richard K. Hrebik
Hearing Site: Miami, FL
| | Expungement |
| 10-00009 | 03/03/2011 | Claimant(s): Jeffrey S. Lieberman & Marisel Lieberman
Claimant Lawyers(s): Barbara J. Riesberg
Respondent(s): Julio Almeyda, Morgan Keegan & Company.
Respondent Lawyers(s): Reva D. Campbell
Arbitrator(s): Bernard (Bob) L. Loring, Bernard A. Becker, David M. Levine
Hearing Site: Miami, FL
| | $264,300 |
| 06-04674 | 05/01/2008 | Claimant(s): Concetta Dimare
Claimant Lawyers(s): Lonnie K. Martens
Respondent(s): Rafael Golan
Respondent Lawyers(s): Nicholas J. Taldone
Arbitrator(s): Bernard A. Becker, Robert M. Schwedel, Harvey Russell Preston
Hearing Site: Boca Raton, FL
| | $0 |
