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FINRA Awards for Dennis J. Capriglione

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Displaying 61-66 out of 66 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0038005/23/2008Claimant(s): Lynn Kaufmann
Claimant Lawyers(s): John J. Washburn
Respondent(s): Hayes Burleson, A.G. Edwards & Sons.
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Lewis S. Kurlantzick, Dale S. Cronnell, Samuel H. Chorches
Hearing Site: Hartford, CT
Checkmark Icon$43,136
07-0158303/26/2008Claimant(s): Harold F. Davis, IRA, Davis Family Trust
Claimant Lawyers(s): Harold F. Davis
Respondent(s): Hayes Burleson, A.G. Edwards & Sons.
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Lynne T. Albert, Landrum H. Henderson, James F. Major
Hearing Site: Charlotte, NC
Checkmark Icon$87,600
06-0313012/21/2007Claimant(s): William Burke
Claimant Lawyers(s): Donald G. McGrath
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Eugene M. Setel, Keith A. Maier, Kathleen Fay Smith
Hearing Site: Buffalo, NY
Checkmark Icon$0
07-0136611/28/2007Claimant(s): Michael Smith
Claimant Lawyers(s): Michael J. Smith
Respondent(s): A.G. Edwards & Sons., Wayne Watson
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): James A. Hayes
Hearing Site: Kansas City, MO
Checkmark Icon$75
06-0508210/22/2007Claimant(s): Anne Snyder
Claimant Lawyers(s): Ronald H. Jarashow
Respondent(s): A.G. Edwards & Sons., Robert Hopkins
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Nelson I. Fishman, Lester Louis Adams, Gregory R. Banasz
Hearing Site: Baltimore, MD
Checkmark Icon$0
06-0319310/02/2007Claimant(s): Debra Cascardo
Claimant Lawyers(s): Debra C. Cascardo
Respondent(s): Joseph McNally, Neal Baumann, A.G. Edwards & Sons., Stephen Condon, Thomas Condon, The Condon Group
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Kenneth B. Cutler, Kip C. Lubcke, Marvin H. Ginsky
Hearing Site: New York, NY
Checkmark Icon$0

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