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FINRA Awards for Vanguard Marketing Corporation

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Displaying 11-20 out of 35 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0295909/19/2022Claimant(s): Yverson Alcide
Claimant Lawyers(s): Yverson Alcide
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Melinda S. Milberg, Linda J. Baer, Stephen James McLaughlin
Hearing Site: Manchester, NH
Checkmark Icon$300
21-0260407/22/2022Claimant(s): Paul Habib
Claimant Lawyers(s): Paul George Habib
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Jack Friedman, Dean Burrell, Jason Pickholz
Hearing Site: Jersey City, NJ
21-0124303/31/2022Claimant(s): Jaime Guevara
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Nicole M. Zito
Arbitrator(s): Tina E. Patterson
Hearing Site: Charlotte, NC
20-0368002/14/2022Claimant(s): Thomas Spires
Claimant Lawyers(s): Larry M. Keller
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Shannon L.C. Ammon
Arbitrator(s): Lorrie E Whitfield, Barry Allen Wells, Jaclyn Senior Brown
Hearing Site: Philadelphia, PA
20-0342402/01/2022Claimant(s): Kay Akins, Leon Akins
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Robert S. Sugarman, Elena P. Anastasiou, Lisa Sandlow Imber
Hearing Site: Chicago, IL
Checkmark IconExpungement
20-0217711/30/2021Claimant(s): Kim Reynolds
Claimant Lawyers(s): Kim Reynolds
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): William A. Barrett, William Norton, Michael A. Orticelle
Hearing Site: Augusta, ME
Checkmark Icon$0
20-0238411/16/2021Claimant(s): David Holtz
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
20-0217610/18/2021Claimant(s): Justin Murphy
Claimant Lawyers(s): Gary R. Irwin
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Larry N. Litt, Jonathan B. Gilbert, Ansis Viksnins
Hearing Site: Minneapolis, MN
21-0045909/30/2021Claimant(s): France David
Claimant Lawyers(s): Yves David
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Bryan Ward
Arbitrator(s): Ronald L. Cheney, Patrick W. McKeon, John James McGovern
Hearing Site: Augusta, ME
Checkmark IconDismissed by Rule 12504
21-0104509/02/2021Claimant(s): Mark Mills
Claimant Lawyers(s): Mark D. Mills
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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