Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03393 | 02/02/2021 | Claimant(s): Equitable Advisors, Equitable Network Claimant Lawyers(s): Raha Assadi Respondent(s): Patrick Carberry Respondent Lawyers(s): John F. O'Riordan Arbitrator(s): John F. Burns Hearing Site: Philadelphia, PA | ||
| 20-03287 | 02/01/2021 | Claimant(s): John Mazuroski Claimant Lawyers(s): Michael J. Giarrusso Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA |  | $14,600 |
| 20-01466 | 01/29/2021 | Claimant(s): Kevin Janus Claimant Lawyers(s): Stephan Louviere Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 20-02080 | 01/06/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Scott Kaufman Respondent Lawyers(s): Michael R. McFarlin Arbitrator(s): John J. Jordan, Robert C. Scanlan, Mark H. Stein Hearing Site: Philadelphia, PA | ||
| 20-00100 | 12/30/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Megan Christensen Respondent(s): Christopher Bryan Respondent Lawyers(s): Christopher J. Bryan Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA | ||
| 19-02879 | 12/18/2020 | Claimant(s): Tracy Ellis Claimant Lawyers(s): Samuel Wilson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Heather Z. Steele Arbitrator(s): Mary L. Sims, Mark H. Stein, Rachael Luken Carp Hearing Site: Philadelphia, PA | ||
| 19-03577 | 12/15/2020 | Claimant(s): Lana Salerno, Robert Kelly Claimant Lawyers(s): Nicholas J. Guiliano Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Joseph J. Dougherty Hearing Site: Philadelphia, PA | | Settlement |
| 20-00929 | 12/10/2020 | Claimant(s): Richard Towey Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PFS Investments Inc. Respondent Lawyers(s): Adam M. Weaver Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 20-01243 | 12/10/2020 | Claimant(s): Scott Kleiman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsy L. Vasko Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 20-01743 | 12/10/2020 | Claimant(s): Bryan Andersen Claimant Lawyers(s): Bryan C. Andersen Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Greg Scanlon Arbitrator(s): Rafael A. Porrata-Doria Hearing Site: Philadelphia, PA | | $38 |