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FINRA Awards for Janney Montgomery Scott LLC

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Displaying 31-40 out of 105 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0216811/29/2017Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill Clarke
Respondent(s): James Pettit
Respondent Lawyers(s): James Albert Pettit
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
17-0191511/13/2017Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Charles Jenkins
Respondent Lawyers(s): Charles M. Jenkins
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Pittsburgh, PA
15-0298305/30/2017Claimant(s): George Miller
Claimant Lawyers(s): Michael J. Bruzzese
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): David L. Ward
Arbitrator(s): John W. Eichleay, Justin Henry McCarthy, Barry J. Lipson
Hearing Site: Pittsburgh, PA
Checkmark Icon$152,130
16-0280305/12/2017Claimant(s): Judith Graf
Claimant Lawyers(s): John G. Cataldo
Respondent(s): Anthony Didonato, Gail Sokol, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Keith Roberts
Hearing Site: New York, NY
Checkmark IconExpungement
15-0146601/25/2017Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Jason Meil
Respondent Lawyers(s): Jason T. Meil
Arbitrator(s): David Paul Clark
Hearing Site: Washington, DC
16-0155601/13/2017Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): David Seigerman
Respondent Lawyers(s): David Seigerman
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
15-0289601/04/2017Claimant(s): Stanley Kebe
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): David Horonzy, Janney Montgomery Scott LLC
Respondent Lawyers(s): Samuel E.. Cohen
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
14-0239511/11/2016Claimant(s): Evelyn Koury
Claimant Lawyers(s): John R. Orie
Respondent(s): Joy Mitchell, Kevin Flavin, Janney Montgomery Scott LLC
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): Michael D. McDowell, William L. White, Max D. Halpern
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement
16-0180111/04/2016Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Charles Jenkins
Respondent Lawyers(s): Charles Jenkins
Arbitrator(s): Barry Goldman
Hearing Site: Pittsburgh, PA
14-0029206/20/2016Claimant(s): Estate of Earl L. Everline, Karl J. EverlineTTee of Everline Family
Claimant Lawyers(s): Kelly Everline
Respondent(s): Raymond James Financial Services., Janney Montgomery Scott LLC
Respondent Lawyers(s): Amy E. Sparrow, Robert M. Rudnicki
Arbitrator(s): Elliot B. Platt, Jim Geiger, Mary L. Sims
Hearing Site: Philadelphia, PA
Checkmark Icon$0

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