FINRA Awards for International Assets Advisory

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-00512	06/16/2020	Claimant(s): Cody Overstreet Claimant Lawyers(s): Scott Holcomb Respondent(s): International Assets Advisory Respondent Lawyers(s): Myra P Nicholson Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL
14-02939	05/09/2018	Claimant(s): International Assets Advisory Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Edward Cofrancesco, Mauricio Cardenas, Michael Montalvo Respondent Lawyers(s): Curtis Carlson, Tracy L. Gerber Arbitrator(s): Stuart K. Furman, Avery B. Goodman, Clarence B. Johnson, CLU, ChFC Hearing Site: Orlando, FL
16-02594	02/23/2018	Claimant(s): Carol Rizzo Claimant Lawyers(s): Bruce D. Oakes Respondent(s): International Assets Advisory Respondent Lawyers(s): Lloyd R. Schwed Arbitrator(s): Brian G. Mooney, Nicholas John Taldone, Ian S. Greig Hearing Site: Tampa, FL		$0
17-00263	06/26/2017	Claimant(s): Primary Capital Claimant Lawyers(s): Ross D. Carmel Respondent(s): Emanuel Xenick, International Assets Advisory Respondent Lawyers(s): Aiman S. Farooq Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL
11-00388	03/02/2012	Claimant(s): Mary Carkeet Claimant Lawyers(s): K. Michael Swann Respondent(s): International Assets Advisory, Llc Respondent Lawyers(s): Kevin A. Carreno Arbitrator(s): David M. Levine, Thomas Joseph Atkinson, Lauren S. Puritz Hearing Site: Orlando, FL		$0