| 07-02291 | 09/05/2008 | Claimant(s): Brenda Kinnan, Thomas Kinnan
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Charles Slowey, Advanced Planning Securities.
Respondent Lawyers(s): Charles C. Slowey, Joseph Keenan
Arbitrator(s): Donald M. Macdonald, W. Patrick Baker, Dorothy Nelson Bryan
Hearing Site: New Orleans, LA
|  | $406,860 |
| 07-03207 | 07/14/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Kenneth Lee
Respondent Lawyers(s): Kenneth Lee
Arbitrator(s): Gloria J Liddell
Hearing Site: New Orleans, LA
| | $0 |
| 06-03334 | 05/07/2008 | Claimant(s): James Garibaldi
Claimant Lawyers(s): George F. Riess
Respondent(s): A.G. Edwards & Sons., Scott Foreman
Respondent Lawyers(s): Matthew Salamon
Arbitrator(s): Cheryl D. Cassreino, C. Ellis Henican, James Kee Irvin
Hearing Site: New Orleans, LA
| | $225 |
| 06-03335 | 05/02/2008 | Claimant(s): Joseph McDonald
Claimant Lawyers(s): George F. Riess
Respondent(s): A.G. Edwards & Sons., Scott Foreman
Respondent Lawyers(s): Matthew Salamon
Arbitrator(s): Frederick S. Duncan, Bobby M. Harges, Allen J. Krouse
Hearing Site: New Orleans, LA
| | $7,725 |
| 06-04970 | 02/27/2008 | Claimant(s): Jerry Brown and Pat Brown, Lonnie and Nettie Brown
Claimant Lawyers(s): Glen Scott Love
Respondent(s): Citigroup Global Markets., Patrick Holt
Respondent Lawyers(s): Patrick T. Holt, Thomas A. Roberts
Arbitrator(s): Ron C. Christner, Charles K Reasonover, James Clyde Wainwright
Hearing Site: New Orleans, LA
| | $0 |
| 07-01752 | 02/25/2008 | Claimant(s): Ray Debarbieris
Claimant Lawyers(s): Ray E. Debarbieris
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): W. William Harness
Hearing Site: New Orleans, LA
| | $2,425 |
| 04-06421 | 01/29/2008 | Claimant(s): Steven Dobel
Claimant Lawyers(s): Edward Zusman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jennifer Tomsen
Arbitrator(s): Mark A. Myers, James Francis Donovan, Robert A. Wojcik
Hearing Site: New Orleans, LA
| | $288,000 |
| 04-00499 | 12/11/2007 | Claimant(s): Gene and Lynn Gautreaux
Claimant Lawyers(s): Robert V. McAnelly
Respondent(s): Elizabeth Hough, Frances Schwehr, Citigroup Global Markets., Nancy Mangham, Rickey Major
Respondent Lawyers(s): Richard F. Zimmerman, Thomas A. Roberts, Travis B. Wilkinson
Arbitrator(s): William Paul Bryan, Diane B. Elkins
Hearing Site: New Orleans, LA
| | Expungement |
| 07-01442 | 11/20/2007 | Claimant(s): Raymond Marine
Claimant Lawyers(s): Raymond S. Marine
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Steven P. Gregory
Hearing Site: New Orleans, LA
| | $175 |
| 03-07280 | 10/24/2007 | Claimant(s): Francelle Lewis, Michael Lewis
Claimant Lawyers(s): L. Jerome Stanley
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): George C. Freeman
Arbitrator(s): Mark A. Myers, Andrew Phelps Burnside, Robert E. Graves
Hearing Site: New Orleans, LA
| | $0 |
