| 12-04121 | 03/11/2014 | Claimant(s): Daniel Joseph
Claimant Lawyers(s): Richard Kyle Gavin
Respondent(s): Joseph Kirby, Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Cindy L. Anderson, Michael D. Walsh, Angelo J. Infantino
Hearing Site: Jacksonville, FL
|  | $44,681 |
| 13-02210 | 02/05/2014 | Claimant(s): Joseph A. Miller III Trust f/b/o Joseph
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Enrique Provencio
Arbitrator(s): Herbert Liberman
Hearing Site: Jackson, MS
| | $47,700 |
| 11-04247 | 01/10/2014 | Claimant(s): Scott Stephens, Tanya Stephens, S.Stephens next friend Conner Stephens, Wilbert J. Stephens, Jr Testamentary, Jr. Testamentary
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Philip P. Rummel, Walter J. Wylie, Richard Djokic
Hearing Site: New Orleans, LA
| | $290,999 |
| 13-01591 | 12/03/2013 | Claimant(s): Thomas E. Szmurlo, IRA
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Robert L. Agusto
Hearing Site: Chicago, IL
| | $31,353 |
| 13-00872 | 10/29/2013 | Claimant(s): Loresa C. Bell, IRA
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Niel Prosser
Arbitrator(s): Paul D. Gutierrez
Hearing Site: New Orleans, LA
| | $20,659 |
| 13-00871 | 10/22/2013 | Claimant(s): Walter Bell
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Niel Prosser
Arbitrator(s): Robert Dean McKinley
Hearing Site: Jackson, MS
| | $0 |
| 13-01463 | 10/17/2013 | Claimant(s): Velma Petty
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Edward J. Costello
Hearing Site: Birmingham, AL
| | $36,987 |
| 13-00694 | 09/26/2013 | Claimant(s): Joe King
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Enrique Provencio
Arbitrator(s): Arthur L. Tepper
Hearing Site: Birmingham, AL
| | $300 |
| 13-00986 | 09/25/2013 | Claimant(s): Velma H. Petty, IRA
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Robert S. McConnell
Hearing Site: Birmingham, AL
| | $44,262 |
| 13-00695 | 09/24/2013 | Claimant(s): Doris Annette King Marital Deduction Tru
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Enrique Provencio
Arbitrator(s): Edward M. Rosensteel
Hearing Site: Birmingham, AL
| | $300 |
