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FINRA Awards for Jeremy Wooden

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Displaying 31-36 out of 36 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0246805/16/2018Claimant(s): Erik Weir
Claimant Lawyers(s): Armin Sarabi
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Harry G. Mason
Hearing Site: Columbia, SC
17-0173203/16/2018Claimant(s): Daniel Ciez
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Fairchild Financial Group., First Allied Securities.
Respondent Lawyers(s): Domingas Tavares, Jeremy Wooden
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL
17-0037311/21/2017Claimant(s): Jeremy Gottlieb
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): William Kent Brown, William E. Schneider, Alisa Matire
Hearing Site: Boca Raton, FL
17-0067011/01/2017Claimant(s): Stephen Rossi
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Martin M. Van Luven
Hearing Site: Orlando, FL
13-0269703/03/2016Claimant(s): First Allied Securities.
Claimant Lawyers(s): Jeremy Wooden
Respondent(s): Kyle Hoffman
Respondent Lawyers(s): Martin Q. Ryan
Arbitrator(s): Michael E. Weddington
Hearing Site: Raleigh, NC
14-0341402/25/2016Claimant(s): Stephen Slocum
Claimant Lawyers(s): Stephen J. Slocum
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Herb Schwartz, Dean J. Dietrich, Gary S. DeWeese
Hearing Site: San Francisco, CA
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