| 14-00419 | 05/06/2015 | Claimant(s): Jose Segarra, Mabel Garcia De Segarra
Claimant Lawyers(s): Francisco Pujol, Harold D. Vicente-Colon
Respondent(s): Carlos Ubinas, UBS Financial Services Inc., UBS Financial Services Inc. of P.R.
Respondent Lawyers(s): Edwin A. Zipf, Roberto Quinones, Salvador J. Antonetti
Arbitrator(s): Monica I. Salis, Mimi B. Osiason, Stuart K. Furman
Hearing Site: San Juan, PR
|  | Expungement |
| 11-00460 | 02/11/2013 | Claimant(s): Antonio Mendez
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): Christian Rickenbach, Vanessa Perez, Popular Securities.
Respondent Lawyers(s): Heidi Rodriguez-Benitez
Arbitrator(s): Monroe Mitchel, Elena G. Rodriguez, Jonathan H. Parker
Hearing Site: San Juan, PR
| | Expungement |
| 11-02033 | 08/30/2012 | Claimant(s): Jeannette Rosales
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): Santander Securities
Respondent Lawyers(s): Massiel Bermudez Rios
Arbitrator(s): Steven Gerard Goerke, David P. Slater, Daniel P. Lund
Hearing Site: San Juan, PR
| | |
| 11-01520 | 06/15/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James L. Komie
Respondent(s): Gustavo Del Valle
Respondent Lawyers(s): Harold D. Vicente-Colon
Arbitrator(s): Reinaldo Royo, Kathryn M. Welsh, Jeffrey R. Roth
Hearing Site: San Juan, PR
| | |
| 10-01444 | 04/02/2012 | Claimant(s): Luis Espinosa, Maritza Garcia, Luit Ortiz Espinosa Pension Plan
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): Rafael Rodriguez-Abella, BBVA Securities of Puerto Rico.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Mark C. Perry, Thomas Czinner, Neil J. Berman
Hearing Site: San Juan, PR
| | $0 |
| 10-03174 | 03/15/2012 | Claimant(s): Osvaldo De Leon & Stephanie Lebron Ricci
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): Adin Rodriguez, BBVA Securities of Puerto Rico.
Respondent Lawyers(s): Jose Alberto Sosa Llorens
Arbitrator(s): Joseph J. Slotnik, Monroe Mitchel, Abigail Falcon-Rosa
Hearing Site: San Juan, PR
| | $795,000 |
