| 16-02374 | 02/08/2018 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E.. Fulton
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): John B. Sochacki
Hearing Site: Boca Raton, FL
| | |
| 16-02395 | 11/09/2017 | Claimant(s): AMCAN Holdings., Card Realty Investments, Rich Realty.
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Mary Gail Gearns
Arbitrator(s): James W. Geiger, Joel F. Martineau, John B. Sochacki
Hearing Site: Boca Raton, FL
|  | $37,916 |
| 16-02000 | 10/13/2017 | Claimant(s): National Steel & Copper Plate Co.., Jon R. Marden Living Trust
Claimant Lawyers(s): Adam T. Rabin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Sara Soto
Arbitrator(s): David Rich, Andrea R. Jacobs, John B. Sochacki
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-02717 | 09/29/2017 | Claimant(s): Isaac J. Anidjar TTEE, Sultana R. Anidjar TTEE
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Fredric R. Dichter, Harris Gally, John B. Sochacki
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-02579 | 06/18/2013 | Claimant(s): Stanley Bergenfeld
Claimant Lawyers(s): Adam T. Rabin
Respondent(s): Michael Kerper
Respondent Lawyers(s): Harvey F. Friedman
Arbitrator(s): Alice J. Johnson, David Rich, John B. Sochacki
Hearing Site: Boca Raton, FL
| | $145,530 |
| 08-04466 | 02/07/2011 | Claimant(s): D. Berghorst, Berghorst Snowbird LLC, Berghorst 98 Dynastic Tr/D Berghorst TTE
Claimant Lawyers(s): Andrew J. Melnick
Respondent(s): Citigroup Global Markets., Citigroup Alternative Investments LLC
Respondent Lawyers(s): Alex J. Sabo, Richard C. Szuch
Arbitrator(s): Guy K. Stewart, Monroe Mitchel, Mark Sidell, Eugene Michael Kennedy, John B. Sochacki, Alfred L. Simon
Hearing Site: Boca Raton, FL
| | $2,000,000 |
