| 09-04182 | 03/16/2011 | Claimant(s): Nina Howerton
Claimant Lawyers(s): Joni M. Fixel
Respondent(s): Chase Investment Services Corp., Mark Calabrese
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Jacqueline R. Fox, Lee Hornberger, Linda M. Foster-Wells
Hearing Site: Detroit, MI
| | |
| 09-03002 | 03/14/2011 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): Morgan Keegan & Company., Todd Rozzo
Respondent Lawyers(s): Charles M. Dalziel, Marc S. Dobin
Arbitrator(s): Allen Kilik, Ellen J. Abrams, Ronald J. Kovack
Hearing Site: Boca Raton, FL
| | |
| 09-07075 | 03/01/2011 | Claimant(s): Roger Elswick
Claimant Lawyers(s): Travis C. Crowder
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Bradley J. Johnson
Arbitrator(s): Alisa Ruth
Hearing Site: Houston, TX
|  | $0 |
| 10-00578 | 02/24/2011 | Claimant(s): Linda Soltis
Claimant Lawyers(s): Linda Soltis
Respondent(s): Ben Szeto, Chase Investment Services Corp.
Respondent Lawyers(s): Bradley J. Johnson
Arbitrator(s): Sheldon Michaels
Hearing Site: San Francisco, CA
| | $43,923 |
| 10-00305 | 02/17/2011 | Claimant(s): John Decorso
Claimant Lawyers(s): Jason J. LeBoeuf
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Fred S. Pieroni, S. Charles Tabak, Thomas A. Abitabile
Hearing Site: Newark, NJ
| | |
| 10-00672 | 02/17/2011 | Claimant(s): Marta Toscano and Robert M. Toscano
Claimant Lawyers(s): Karen J Van Ingen
Respondent(s): Chase Investment Services Corp., Marshall Foster
Respondent Lawyers(s): Heather L. Freiburger
Arbitrator(s): Mary Ellen Burns
Hearing Site: New York, NY
| | $39,784 |
| 10-02506 | 12/09/2010 | Claimant(s): Poppie Phillips, Roth IRA
Claimant Lawyers(s): Michael Clutter
Respondent(s): Chase Investment Services Corp., Joseph Liddell
Respondent Lawyers(s): Edward J. McNamara
Arbitrator(s): Robert N. Leitch
Hearing Site: Atlanta, GA
| | $14,171 |
| 09-01958 | 11/09/2010 | Claimant(s): Paul Harden
Claimant Lawyers(s): Jason D. May
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas E. Deer
Arbitrator(s): Fred J. Naffziger, Tim V. Young, Jennifer M. Haas
Hearing Site: Indianapolis, IN
| | |
| 10-00107 | 08/18/2010 | Claimant(s): Catherine Miner
Claimant Lawyers(s): Gregory L. Miner
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Mary Ann Jenkins
Arbitrator(s): Jason G. Ourso
Hearing Site: New Orleans, LA
| | $0 |
| 09-03339 | 07/02/2010 | Claimant(s): Phillip Newman
Claimant Lawyers(s): Brian M Cige
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Kathleen O'Malley
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | |
