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FINRA Awards for Michael S. Colombo

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Displaying 21-30 out of 52 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0003809/07/2010Claimant(s): Jesup & Lamont Securities Corp
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Aaron Foley
Respondent Lawyers(s): Peter H. Noone
Arbitrator(s): Martin Jay Siegel, Amy Lampert, Nancy E. Watters
Hearing Site: Boston, MA
10-0088508/26/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Gary Feldman
Respondent Lawyers(s): Neal M. Goldstein
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
10-0028408/19/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Joseph Morgan
Respondent Lawyers(s): Joseph Michael Morgan
Arbitrator(s): Kevin R. Zehe
Hearing Site: Pittsburgh, PA
10-0078308/19/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): James Miller
Respondent Lawyers(s): James R. Miller
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
10-0078208/04/2010Claimant(s): E1 Asset Management.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Ched Gelb
Respondent Lawyers(s): Ched J. Gelb
Arbitrator(s): Clarence Smith
Hearing Site: New York, NY
09-0691307/07/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Walter Twetten
Respondent Lawyers(s): Walter Story Twetten
Arbitrator(s): Mary E. Woytek
Hearing Site: Washington, DC
09-0642406/29/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Brian Gass
Respondent Lawyers(s): Brian Lewis Gass
Arbitrator(s): Elwood C. Avery
Hearing Site: Seattle, WA
09-0694505/28/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): James Henry
Respondent Lawyers(s): Phillip C. Green
Arbitrator(s): Mark A. Myers
Hearing Site: Little Rock, AR
09-0666305/20/2010Claimant(s): Newbridge Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Andres Tobon
Respondent Lawyers(s): Andres F. Tobon
Arbitrator(s): Martin Jay Siegel
Hearing Site: New York, NY
09-0489802/17/2010Claimant(s): Newbridge Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Bret Shofner
Respondent Lawyers(s): Bret Nelson Shofner
Arbitrator(s): Jeffrey C. Thompson
Hearing Site: Boca Raton, FL

52 Results

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