| 13-01223 | 06/25/2014 | Claimant(s): Uzoamaka Akpele
Claimant Lawyers(s): Bobby C. Aniekwu
Respondent(s): Frederick Brown, Oppenheimer & Co..
Respondent Lawyers(s): James A. Nofi
Arbitrator(s): Daniel E. Gulden, John N. Breazeale, Robert C. Port
Hearing Site: Atlanta, GA
|  | $600 |
| 12-02024 | 06/24/2014 | Claimant(s): Richard Estes
Claimant Lawyers(s): David B. Helms
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Christopher H. Tovar
Arbitrator(s): Leah A. Murray, Gerald Cohen, Keith E. Mattern
Hearing Site: St. Louis, MO
| | $231,900 |
| 14-00234 | 06/16/2014 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): David Levenstein
Respondent Lawyers(s): David Joseph Levenstein
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
| | |
| 13-00116 | 06/10/2014 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | |
| 12-02482 | 05/19/2014 | Claimant(s): Renee Ginsberg, Trustee UAD 3/19/1991
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Barry Ginsberg, Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky,
Arbitrator(s): Lawrence M. Green, Steven Gerard Goerke, Scott Manker
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-00452 | 05/02/2014 | Claimant(s): Carluco Investments Limited
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky
Arbitrator(s): Carl Shechter, Steven E. Eisenberg, James Michael LaBonte
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-00461 | 04/11/2014 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Jeremy Tintle
Respondent Lawyers(s): Jeremy Gerald Tintle
Arbitrator(s): Karla Y. Vogel, Henry W. Grady, Robert A. Dean
Hearing Site: Atlanta, GA
| | |
| 12-01822 | 03/19/2014 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Harry D. Frisch
Respondent(s): Kevin Saia
Respondent Lawyers(s): Kevin Saia
Arbitrator(s): Kenneth J. Horowitz, Gerald Joseph Coughlin, Jonathan Christian Byron
Hearing Site: Newark, NJ
| | |
| 12-01445 | 02/14/2014 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Wade Lawrence
Respondent Lawyers(s): Wade James Lawrence
Arbitrator(s): Mark L. Williams, Franklin Lewis Broyles, Joseph Anthony Girgenti
Hearing Site: Dallas, TX
| | |
| 12-04268 | 01/08/2014 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Richard Labriola
Respondent Lawyers(s): Richard Edward Labriola
Arbitrator(s): Vincent C. Pangia, Sandra D. Parker, David Francis MacNair
Hearing Site: New York, NY
| | |
