| 18-02706 | 06/27/2019 | Claimant(s): John Rutkowski
Claimant Lawyers(s): John Anthony Rutkowski
Respondent(s): Byron Teunisen, Katelyn Malloy, Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
|  | $0 |
| 18-02161 | 06/05/2019 | Claimant(s): Peter Calderon
Claimant Lawyers(s): Peter J. Calderon
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ
| | $0 |
| 18-02624 | 04/19/2019 | Claimant(s): John Davis
Claimant Lawyers(s): John H. Davis
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): James C. Hoover
Hearing Site: Birmingham, AL
| | $0 |
| 18-03006 | 03/22/2019 | Claimant(s): Howard Siegel
Claimant Lawyers(s): Howard Siegel
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Thomas E. Shuck
Hearing Site: Las Vegas, NV
| | $0 |
| 18-00831 | 02/25/2019 | Claimant(s): Simon Halapir
Claimant Lawyers(s): Simon Halapir
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): D. Bruce Shine
Hearing Site: Nashville, TN
| | $0 |
| 18-01031 | 02/20/2019 | Claimant(s): Ashok Yalamati
Claimant Lawyers(s): Ashok Kumar Yalamati
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Ronald Chun, Carol Ann Jensen, Alden Sharp Adkins
Hearing Site: San Francisco, CA
| | $0 |
| 18-00522 | 08/30/2018 | Claimant(s): Edwin B. and Ellen L. Smith Irrevocable
Claimant Lawyers(s): Stephen Smith
Respondent(s): James Wheaton, Krishna Rani Jeffries, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Frank M. Romano
Hearing Site: Houston, TX
| | $0 |
| 18-01185 | 08/27/2018 | Claimant(s): Evan Wilson
Claimant Lawyers(s): Evan D Wilson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Barbara Black
Hearing Site: Charlotte, NC
| | $0 |
| 18-00952 | 08/16/2018 | Claimant(s): Ganpu Ying
Claimant Lawyers(s): Ganpu Ying
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Brenda J. Stovall
Hearing Site: Baltimore, MD
| | $0 |
| 18-00375 | 08/13/2018 | Claimant(s): Mukund Vasa
Claimant Lawyers(s): Mukund L. Vasa
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Las Vegas, NV
| | $0 |
