| 16-01485 | 01/19/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N Will
Respondent(s): David McDonald
Respondent Lawyers(s): Victor Bayata
Arbitrator(s): Walter J. Huntley
Hearing Site: San Francisco, CA
| | |
| 16-02346 | 01/18/2017 | Claimant(s): Verna Munden
Claimant Lawyers(s): Robert J. Slotkin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
|  | Dismissed by Rule 12504 |
| 15-02708 | 01/13/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory M. Starner
Respondent(s): Brian Docking, Donald Barry, Jill Docking, Kevin Mcwhorter, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Jonathan Miller
Arbitrator(s): Bill M. Lamoreaux, Bruce Burditt, John R. Loss
Hearing Site: Wichita, KS
| | |
| 13-03752 | 01/06/2017 | Claimant(s): Barbara Ann Lyster Trust
Claimant Lawyers(s): Barbara Ann Lyster
Respondent(s): Adam MacDonald, Wells Fargo Advisors, Pamela Adams
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Kenneth E. Owen, Judith Porter, Richard William DeWeese
Hearing Site: Los Angeles, CA
| | $0 |
| 16-00340 | 12/30/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy Will
Respondent(s): Andrew Goodman
Respondent Lawyers(s): Andrew Goodman
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
| | |
| 15-03244 | 12/29/2016 | Claimant(s): Theodore Pendergrass
Claimant Lawyers(s): Krista E. Bolles
Respondent(s): Wells Fargo Advisors, David Lucy
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Mark H. Stein, Sanford L. Wilk, Roger C. Bird
Hearing Site: Philadelphia, PA
| | |
| 16-00639 | 12/27/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alan S. Rafterman
Respondent(s): Nicole Montecalvo, Laural Lane
Respondent Lawyers(s): Nicole Montecalvo
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | $0 |
| 15-03055 | 12/27/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gary I. Blackman
Respondent(s): Craig Lennon
Respondent Lawyers(s): Thomas F. Burke
Arbitrator(s): William M. Getzoff
Hearing Site: Chicago, IL
| | |
| 16-01885 | 12/27/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Jose Landin
Respondent Lawyers(s): Jose A. Landin
Arbitrator(s): Michael Louis Goldstone
Hearing Site: Houston, TX
| | |
| 16-01038 | 12/20/2016 | Claimant(s): Julie Farkas
Claimant Lawyers(s): Julie B. Farkas
Respondent(s): Andrew Moro, Wells Fargo Advisors, Kenneth Weiss, Richard Wilhelm, Sheila Kerr
Respondent Lawyers(s): William W. Allen
Arbitrator(s): Amelia F. Adams
Hearing Site: Louisville, KY
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