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FINRA Awards for Scott R. Koch

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0162906/02/2015Claimant(s): Bryant Graham
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Jack Friedman, Clarence Smith, James D. Yellen
Hearing Site: New York, NY
13-0120612/06/2013Claimant(s): Anastasio Suarez
Claimant Lawyers(s): Anastasio Suarez
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Jerry H. Friedland
Hearing Site: Phoenix, AZ
12-0145612/07/2012Claimant(s): Harry Kirschenbaum
Claimant Lawyers(s): Harry Kirschenbaum
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
11-0277404/20/2012Claimant(s): Todd Sult
Claimant Lawyers(s): Todd Sult
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Ralph S. Paden
Hearing Site: Atlanta, GA
10-0436304/20/2011Claimant(s): Ismail Jamoua
Claimant Lawyers(s): Ismail Jamoua
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI

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