FINRA Awards for Samuel P. Mauch

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Displaying 21-30 out of 54 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-03439	05/02/2016	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Jeff Thompson Respondent Lawyers(s): Jeff D Thompson Arbitrator(s): Sandor I. Rabkin Hearing Site: Boston, MA
15-03446	03/30/2016	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Ronny Acluche Respondent Lawyers(s): Ronny Acluche Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI
14-02529	02/23/2016	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Gary Torrey Respondent Lawyers(s): Gary Torrey Arbitrator(s): William M. Koziol Hearing Site: Chicago, IL
12-02826	01/25/2016	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Joshua Maddux Respondent Lawyers(s): Joshua A. Maddux Arbitrator(s): Jeffrey A. Schuh, Leo G. Stern, John M. James Hearing Site: Minneapolis, MN
12-00691	11/10/2015	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Bradley Lott Respondent Lawyers(s): Mark L. Kowalsky Arbitrator(s): Patrick R. Sughroue, James L. Karpen, William C. Alsover Hearing Site: Detroit, MI
12-01153	11/10/2015	Claimant(s): Bradley Lott Claimant Lawyers(s): Mark L. Kowalsky Respondent(s): Morgan Stanley Respondent Lawyers(s): Samuel P. Mauch Arbitrator(s): Hearing Site: Detroit, MI
14-01307	07/16/2015	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Respondent Lawyers(s): Arbitrator(s): Leo G. Stern Hearing Site: Minneapolis, MN
14-02222	03/27/2015	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Robert Dunbar Respondent Lawyers(s): Robert J Dunbar Arbitrator(s): Frank C. Fogl Hearing Site: Pittsburgh, PA
13-03279	03/18/2015	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan D. Berg, Samuel P. Mauch Respondent(s): Respondent Lawyers(s): Arbitrator(s): Herbert S. Bratt Hearing Site: Milwaukee, WI
14-01406	01/15/2015	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Kevin Monaco Respondent Lawyers(s): Kevin Michael Monaco Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA