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FINRA Awards for Jeff Thompson

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0343905/02/2016Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Jeff Thompson
Respondent Lawyers(s): Jeff D Thompson
Arbitrator(s): Sandor I. Rabkin
Hearing Site: Boston, MA

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