| 11-03665 | 12/04/2012 | Claimant(s): Bulltick
Claimant Lawyers(s): Hal M. Lucas
Respondent(s): Ramses Villela
Respondent Lawyers(s): Ramses Villela
Arbitrator(s): Nancy J. Cliff
Hearing Site: Miami, FL
| | |
| 11-04435 | 06/29/2012 | Claimant(s): BBVA Securities Of Puerto Rico.
Claimant Lawyers(s): Robert J. Harvey
Respondent(s): Dennis Cummings
Respondent Lawyers(s): Carlos E. Bayron
Arbitrator(s): Nancy J. Cliff
Hearing Site: San Juan, PR
| | |
| 10-04775 | 05/07/2012 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Ronald D. Shindler
Respondent(s): Alejandro Rotundo, Jose de la Lama, Michel Rittenberg
Respondent Lawyers(s): Ronald D. Shindler, Ronald Weil
Arbitrator(s): Nancy J. Cliff, William R. Alheim, James Conrad Sankpill
Hearing Site: Miami, FL
| | |
| 10-05539 | 03/16/2012 | Claimant(s): David Flaat, Linda Flaat, David L. Flatt Rev. Trust, Linda M. Flaat Rev Trust
Claimant Lawyers(s): David Flaat
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George Sullivan
Arbitrator(s): Linda M. Granata, Nancy J. Cliff, Philip L. Manczak
Hearing Site: Ft. Lauderdale, FL
|  | Dismissed by Rule 12504 |
| 10-01317 | 11/09/2011 | Claimant(s): Jose G. Flores & Gladys Aponte
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Carlos Pou, Jeffrey Lopez, UBS Financial Services Inc., BBVA Securities Of Puerto Rico., UBS Financial Services Inc of PR
Respondent Lawyers(s): Anibal Lugo-Miranda, Debra A. Jenks, Roberto C. Quinones-Rivera
Arbitrator(s): Robert H. Hagan, Nancy J. Cliff, Todd M. Saunders
Hearing Site: San Juan, PR
| | Expungement |
| 10-02723 | 06/24/2011 | Claimant(s): Carmen Martino
Claimant Lawyers(s): Ralph Vallone
Respondent(s): Eric Snyder, Magda Brocco, UBS Financial Services Inc of P.R.
Respondent Lawyers(s): Guillermo J. Bobonis, Roberto C. Quinones-Rivera
Arbitrator(s): Nancy J. Cliff, Elena G. Rodriguez, Luz Ivette Rivera
Hearing Site: San Juan, PR
| | Expungement |
| 09-01648 | 07/16/2010 | Claimant(s): Joseph Demty, Mr. Joseph J. Demty, IRA
Claimant Lawyers(s): Joseph J. Demty
Respondent(s): Thinkorswim.
Respondent Lawyers(s): Elizabeth A. Fitzwater
Arbitrator(s): Nancy J. Cliff, Jonathan H. Parker, Daniel P. Lund
Hearing Site: Miami, FL
| | $0 |
| 08-04312 | 06/10/2010 | Claimant(s): Esberaldo Martinez and Olga M. Martinez
Claimant Lawyers(s): Marie E. Lopez Adames
Respondent(s): Alberto Perez, Citigroup Global Markets.
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Stan West, Robert H. Hagan, Nancy J. Cliff
Hearing Site: San Juan, PR
| | $212,875 |
| 08-04510 | 05/20/2009 | Claimant(s): Erica Woodard
Claimant Lawyers(s): Erica Woodard
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Nancy J. Cliff
Hearing Site: Miami, FL
| | $0 |
| 07-00169 | 01/06/2009 | Claimant(s): Donald Scott
Claimant Lawyers(s): Stuart Reed
Respondent(s): Jeffrey Ramson, KAL Trading
Respondent Lawyers(s): Jeffrey Ramson, Robert Bertsch
Arbitrator(s): Nancy J. Cliff, Alfred P. Reeves, Marie G. Peterson
Hearing Site: Boca Raton, FL
| | |
