| 20-04115 | 06/21/2022 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Michael Dellaporta, Fusion Analytics Securities
Respondent Lawyers(s): Joseph Conte, Michael Joseph Dellaporta
Arbitrator(s): Nancy J. Cliff, Stephen Kahane, Marvin S. Lava
Hearing Site: Boca Raton, FL
|  | Dismissed by Rule 12504(d) |
| 19-02212 | 06/13/2022 | Claimant(s): John Atkinson, Lora Atkinson, John L. Atkinson as JTWROS, Lora Atkinson as JTWROS
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Nancy J. Cliff, Michael D Felton, Harry Albirt
Hearing Site: Boca Raton, FL
| | $390,000 |
| 20-01399 | 06/08/2022 | Claimant(s): Dana King
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): LPL Financial LLC, Bryan Shevak
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Nancy J. Cliff, Daniel H. Yaffe, Gloria O. North
Hearing Site: Boca Raton, FL
| | Expungement |
| 21-02104 | 03/14/2022 | Claimant(s): Jose Chaves
Claimant Lawyers(s): Russell Del Toro Parra
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Nancy J. Cliff
Hearing Site: San Juan, PR
| | |
| 19-01158 | 12/15/2021 | Claimant(s): Victor Alvarez-Mauras
Claimant Lawyers(s): Paul M. Vilaro-Nelms
Respondent(s): Alexander Garcia, Wanda Melendez-Santos, Conjugal Partnership Garcia-Melendez
Respondent Lawyers(s): Sara L. Velez-Santiago
Arbitrator(s): Nancy J. Cliff, Antonio Luis Bisbal-Bultron, Wanda L Esteras
Hearing Site: San Juan, PR
| | $0 |
| 21-00835 | 12/10/2021 | Claimant(s): John Reilly
Claimant Lawyers(s): Zachary Morse
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Nancy J. Cliff
Hearing Site: Boca Raton, FL
| | |
| 19-02348 | 03/05/2020 | Claimant(s): Francisco Landivar
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez Del Valle
Arbitrator(s): Nancy J. Cliff
Hearing Site: San Juan, PR
| | |
| 19-01784 | 11/20/2019 | Claimant(s): Casto Coll Del Rio
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Nancy J. Cliff
Hearing Site: San Juan, PR
| | |
| 17-01389 | 06/25/2019 | Claimant(s): En-Range Inc.
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Damian Mamane
Respondent Lawyers(s): Damian Louis Mamane
Arbitrator(s): Nancy J. Cliff, Kevin A. Llinas, Sanders William Gropper
Hearing Site: Miami, FL
| | $0 |
| 18-03708 | 05/28/2019 | Claimant(s): Riad Shanawany
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Gerry P. Giurato
Arbitrator(s): Nancy J. Cliff
Hearing Site: Miami, FL
| | |
