| 13-01672 | 07/18/2014 | Claimant(s): John Meadows, John Anthony Meadows IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Geoffrey Beckham
Arbitrator(s): Paul Lansing, Stephen L. Flint, William Gibson Heller
Hearing Site: Indianapolis, IN
|  | $30,000 |
| 13-00416 | 03/05/2014 | Claimant(s): R. Block
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Paul Lansing
Hearing Site: Indianapolis, IN
| | $0 |
| 11-04058 | 09/11/2013 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Eric Cook, John Cate, Matthew Burton, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Carr, Timothy K. Ryan, Todd J. Kaiser
Arbitrator(s): Paul Lansing, Mary Ellen Backer, F. Bradford Johnson
Hearing Site: Indianapolis, IN
| | |
| 12-01048 | 08/30/2013 | Claimant(s): Jacqueline Hayes
Claimant Lawyers(s): Jacqueline Hayes
Respondent(s): Curtis Triggs, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Curtis William Triggs, James C. Browning
Arbitrator(s): Paul Lansing, Jack D. Olson, Phillip L. Wisely
Hearing Site: St. Louis, MO
| | $0 |
| 12-03061 | 05/15/2013 | Claimant(s): Robert L. Timken
Claimant Lawyers(s): Robert L. Timken
Respondent(s): Wells Fargo Advisors, Lucas Glass
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Paul Lansing
Hearing Site: St. Louis, MO
| | $0 |
| 11-04556 | 03/08/2013 | Claimant(s): Lori Strayn, Payton Ashleigh Strayn U/NV/UTMA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Wells Fargo Advisors, Fred Snyder, E*Trade Securities LLC, Robert Strayn
Respondent Lawyers(s): Deirdre Wolff, John Bersin, Robert Kevin Strayn
Arbitrator(s): Paul Lansing, Sherrill Wm Colvin, Robert David Epstein
Hearing Site: Indianapolis, IN
| | $118,217 |
| 07-02366 | 11/02/2009 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Michael H. Gibson
Respondent(s): Timothy Flick, Fulcrum Securities.
Respondent Lawyers(s): Matthew S. Hardin
Arbitrator(s): Michael J. Kelley, Paul Lansing, Richard Kammen
Hearing Site: Indianapolis, IN
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