FINRA Awards for David P. Slater

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 31-34 out of 34 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-00533	07/13/2009	Claimant(s): William Corcoran Claimant Lawyers(s): Richard A. Stephens Respondent(s): Prestige Financial Center. Respondent Lawyers(s): Jonathan B. Butler Arbitrator(s): John N. Breazeale, David P. Slater, Richard J. Kaplan Hearing Site: Boca Raton, FL		$402,253
07-02068	04/15/2009	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Susan M. Guerette Respondent(s): Javier Aviles, Banc of America Investment Services Inc. Respondent Lawyers(s): David Brodie, Peter J. Aldrich Arbitrator(s): David P. Slater, Mauricio Arcadier, Dorothy N. Johnson Hearing Site: Boca Raton, FL
05-04256	02/14/2008	Claimant(s): Jose Rivera Claimant Lawyers(s): Darren C. Blum Respondent(s): John Elwin, Nicholas Natale, Granite Associates. Respondent Lawyers(s): John D. Elwin, Nicholas A. Natale Arbitrator(s): David P. Slater, Richard W. Thornburg, Thomas Roe Oldt Hearing Site: Orlando, FL		$676,000
05-06708	02/08/2008	Claimant(s): William Strawbridge Claimant Lawyers(s): Christopher J. Gray Respondent(s): Alfred Osgood, Ferris, Baker Watts Respondent Lawyers(s): Gilbert W. Boyce, Jennifer M. Blunt Arbitrator(s): David P. Slater, Jay L. Valinsky, Dione E. Houchins Hearing Site: Boca Raton, FL		$0