| 09-04182 | 03/16/2011 | Claimant(s): Nina Howerton
Claimant Lawyers(s): Joni M. Fixel
Respondent(s): Chase Investment Services Corp., Mark Calabrese
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Jacqueline R. Fox, Lee Hornberger, Linda M. Foster-Wells
Hearing Site: Detroit, MI
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| 09-06039 | 09/08/2010 | Claimant(s): Kevin Grier
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Michael H. DuBoff, Carol E. Weir, Kevin B. Naughten
Hearing Site: New York, NY
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| 07-01543 | 07/31/2009 | Claimant(s): Eugene Marquardt
Claimant Lawyers(s): David W. Neel
Respondent(s): Brian Brennan, John Schlifer, Patricia Wyant, KeyBanc Capital Markets., KeyCorp
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): James Dale Ellis, Robert M. Shwab, John C. Aten
Hearing Site: Cleveland, OH
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| 07-03445 | 03/02/2009 | Claimant(s): Ralph Diaz
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Thomas Sargant, Theodore L. Leeb, Mitchell Lee Marinello
Hearing Site: Chicago, IL
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| 08-00980 | 12/19/2008 | Claimant(s): Eddie Miller
Claimant Lawyers(s): Kenneth W. Scott
Respondent(s): Donna Haynes, James Popp, Sally Weinkam, Susan Meyers, PNC Investments
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Lawrence Reginald Wagner, Gary P. Price, Jan M. West
Hearing Site: Cincinnati, OH
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| 07-00510 | 10/26/2007 | Claimant(s): Eddie Miller
Claimant Lawyers(s): Eddie Lee Miller
Respondent(s): PNC Investments
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Lawrence Reginald Wagner, Gary P. Price, Jan M. West
Hearing Site: Louisville, KY
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