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FINRA Awards for Clearwater, FL

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0221909/14/2009Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William Mccourt Schmitt
Respondent(s): Victor Harberson
Respondent Lawyers(s): Robert L. Hoskins, III
Arbitrator(s): Michael D. Hamilton
Hearing Site: Clearwater, FL
Checkmark Icon$0
07-0262412/26/2008Claimant(s): Timothy North, 1st Security Assurance., Amerifirst National Financial LLC
Claimant Lawyers(s): Michael Lamont
Respondent(s): David Dube, John Pennachio, Peak Securities Corporation
Respondent Lawyers(s): Elizabeth Lowery, Michael Lamont
Arbitrator(s): Brendan M. Murphy, Samuel J. Henderson, Dennis R. Sullivan
Hearing Site: Clearwater, FL
07-0355912/26/2008Claimant(s): Peak Securities Corporation
Claimant Lawyers(s): Amber D. Cushing
Respondent(s): Timothy North
Respondent Lawyers(s): Burton W. Wiand
Arbitrator(s): Andrew G. Fellios, Norman L. Reiter, Daniel B. Daugherty
Hearing Site: Clearwater, FL
07-0311612/05/2008Claimant(s): Janice Owen
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Francis M. Curran
Arbitrator(s): John P. Cullem, Oscar W. Carlson, David M. Snyder
Hearing Site: Clearwater, FL
Checkmark Icon$34,632
08-0075111/13/2008Claimant(s): Jacqueline F. and Adam P. Paulausky
Claimant Lawyers(s): Jacquline F. Paulausky
Respondent(s): Wachovia Securities, Todd Griffith
Respondent Lawyers(s): William Port
Arbitrator(s): J. Maxwell Williams
Hearing Site: Clearwater, FL
Checkmark Icon$163

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